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Kenneth Duane Keith

Charles Schwab & Co., Inc.

Newport Beach, CA

CRD 7151829

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-03
CO RA APPROVED 2022-04-07
  • CA RA
    APPROVED
    Since 2024-09-03
  • CO RA
    APPROVED
    Since 2022-04-07

Branch Locations

16 Corporate Plaza Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Newport Beach CA 08/2021 Present
Charles Schwab Bank, Ssb Newport Beach CA 08/2021 Present
Wakefield Asset Management Englewood CO 06/2021 07/2021
Jbs Usa Greeley CO 08/2020 05/2021
Highlands Ranch Golf Club Highlands Ranch CO 01/2015 08/2017
N/A Denver CO 08/2017 08/2020
  • 08/2021 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
  • 06/2021 → 07/2021
    Wakefield Asset Management
    Englewood, CO
  • 08/2020 → 05/2021
    Jbs Usa
    Greeley, CO
  • 01/2015 → 08/2017
    Highlands Ranch Golf Club
    Highlands Ranch, CO
  • 08/2017 → 08/2020
    N/A
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-18
  • S66 Uniform Combined State Law Examination
    2022-02-18
Designations
  • Certified Financial Planner
Other Names
  • Kenny Keith
  • Kenneth Duane Keith
  • Kenneth Duane Keith

View on SEC IAPD

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WILLIAM ERIC BLANTON
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Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

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