James Alexander Fives

Employer firm

Zacks Investment Management, Inc. CRD 110897

$14.6B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• CREATES AND MANAGES QUANTITATIVE INVESTMENT MODELS THAT ARE LICENSED TO SPONSORS OF UITS AND ETFS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → Present
  Brinker Capital
  Berwyn, PA
• 07/2020 → 12/2020
  Brinker Capital
  Berwyn, PA
• 06/2019 → 06/2020
  Brinker Capital
  Berwyn, PA
• 06/2015 → 05/2019
  Loyola University Maryland
  Baltimore, MD
• 02/2022 → Present
  Orion Portfolio Solutions
  Omaha, NE
• 09/2023 → Present
  Lbmz Securities, Inc.
  Chicago, IL

Previous Registrations

• 2023-01-17 → 2023-07-14
  Orion Portfolio Solutions, Llc
  Omaha, NE
  Berwyn, PA
• 2022-04-30 → 2023-01-06
  Orion Portfolio Solutions, Llc
  Omaha, NE
  Berwyn, PA

Exams

• S66 Uniform Combined State Law Examination
  2022-04-30