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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-06-25 |
Branch Locations
115 W Century Rd, Paramus, NJ 07652 • United States
Stratford, CT • United States
55 Railroad Ave, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon | Westport | CT | 01/2015 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Westport | CT | 05/2020 | Present |
I*9576 Entity Type: Rental property Name of outside business organization: Rental Property Investment related: No Address of business: Stratford, Connecticut 06614 Position, title, association: Co-owner with other family members Start date of relationship: 2/1/2011 Number of hours devoted: 1 hr mthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members/ Rental Property
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-09-29 |
| S66 | Uniform Combined State Law Examination | 2005-06-03 |
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