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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-09-28
  • GA RA
    APPROVED
    Since 2023-09-28

Branch Locations

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Atlanta GA 07/2021 10/2022
Ubs Financial Services Atlanta GA 07/2019 06/2021
Madlife Stage And Studios Woodstock GA 08/2017 06/2021
Reel Seafood Woodstock GA 01/2017 08/2017
Gabriel's Acworth GA 03/2016 09/2016
Unemployed Acworth GA 10/2016 12/2016
Ubs Financial Services Atlanta GA 02/2023 Present
Scheduling Institute Alpharetta GA 10/2022 12/2022
  • 07/2021 → 10/2022
    Ubs Financial Services
    Atlanta, GA
  • 07/2019 → 06/2021
    Ubs Financial Services
    Atlanta, GA
  • 08/2017 → 06/2021
    Madlife Stage And Studios
    Woodstock, GA
  • 01/2017 → 08/2017
    Reel Seafood
    Woodstock, GA
  • 03/2016 → 09/2016
    Gabriel's
    Acworth, GA
  • 10/2016 → 12/2016
    Unemployed
    Acworth, GA
  • 02/2023 → Present
    Ubs Financial Services
    Atlanta, GA
  • 10/2022 → 12/2022
    Scheduling Institute
    Alpharetta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
  • S66 Uniform Combined State Law Examination
    2023-09-25
Other Names
  • Alissa C Leno
  • Gigi Leno Dossey

View on SEC IAPD

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