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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-24 |
| TX | RA | APPROVED | 2021-06-24 |
| IL | RA | APPROVED | 2021-05-28 |
Branch Locations
2215 Perrygreen Way Suite A, Rockford, IL 61107-6811 • United States
Poplar Grove, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Rockford | IL | 12/2020 | Present |
| Alpine Bank/Midland States Bank | Rockford | IL | 06/2015 | 08/2018 |
| Associated Bank | Rockford | IL | 08/2018 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-05 |
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