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Guy Lawrence Maximillian Floyd

Osaic Wealth, Inc.

San Antonio, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

3522 Paesanos Parkway Suite 100, San Antonio, TX 78231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic San Antonio TX 01/2024 Present
N/A San Antonio TX 12/2013 Present
Axa Advisors San Antonio TX 06/2021 08/2021
Platinum Wealth Solutions San Antonio TX 06/2022 08/2022
  • 01/2024 → Present
    Osaic
    San Antonio, TX
  • 12/2013 → Present
    N/A
    San Antonio, TX
  • 06/2021 → 08/2021
    Axa Advisors
    San Antonio, TX
  • 06/2022 → 08/2022
    Platinum Wealth Solutions
    San Antonio, TX
Other Businesses

1. PLATINUM WEALTH SOLUTIONS OF TEXAS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/07/2024 ADDRESS: 3522 Paesanos Parkway, Suite 100, San Antonio TX 78231, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. PLATINUM WEALTH SOLUTIONS OF TEXAS, LLC - FIXED INSURANCE POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/07/2024 ADDRESS: 3522 Paesanos Parkway, Suite 100, San Antonio TX 78231, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3. MICHIGAN FINANCIAL COMPANIES POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/10/2024 ADDRESS: 28411 Northwestern Hwy., Suite 1300, Southfield MI 48034, United States DESCRIPTION: I am a financial advisor. I spend time meeting with clients to review their overall finances and investments, as well as new clients. I also spend time researching investments, meeting with other industry professionals to learn about investment opportunities, and research current portfolios.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-28
  • S66 Uniform Combined State Law Examination
    2024-06-28
Other Names
  • Guy Lawrence Maximilian Floyd
  • Guy Lawrence Maximilian Floyd
  • Guy Lawrence Maximillian Floyd

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