Best Investors Account Sign in

Erik William Rouault

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7150348

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-07-25
NC RA APPROVED 2021-05-04
TX RA APPROVED 2021-05-04
  • DE RA
    APPROVED
    Since 2023-07-25
  • NC RA
    APPROVED
    Since 2021-05-04
  • TX RA
    APPROVED
    Since 2021-05-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2019 Present
Liberty University Lynchburg VA 01/2013 03/2018
Liberty University's Montview Student Union Lynchburg VA 05/2016 03/2018
Banker's Life Dover DE 10/2018 03/2019
Unemployed Wilmington DE 03/2018 09/2018
Unemployed Wilmington DE 04/2019 06/2019
Vanguard Marketing Corporation Charlotte NC 07/2019 Present
  • 07/2019 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2013 → 03/2018
    Liberty University
    Lynchburg, VA
  • 05/2016 → 03/2018
    Liberty University's Montview Student Union
    Lynchburg, VA
  • 10/2018 → 03/2019
    Banker's Life
    Dover, DE
  • 03/2018 → 09/2018
    Unemployed
    Wilmington, DE
  • 04/2019 → 06/2019
    Unemployed
    Wilmington, DE
  • 07/2019 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-16
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S66 Uniform Combined State Law Examination
    2021-04-16
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06
Other Names
  • Erik William Rouault
  • Erik Rouault

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor