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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-19 |
Branch Locations
1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Canton | MA | 07/2019 | 12/2019 |
| Citizens Bank | Philadelphia | PA | 05/2019 | 12/2019 |
| Pennsylvania State University | University Park | PA | 06/2013 | 06/2017 |
| Kish Bancorp | State College | PA | 06/2015 | 01/2017 |
| Pnc Bank | Philadelphia | PA | 09/2017 | 05/2019 |
| Ubs Financial Services Inc. | Philadelphia | PA | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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