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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-09 |
Branch Locations
1900 West Loop S Ste 650A, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eastern Nazarene College | Quincy | MA | 08/2016 | 05/2019 |
| Guardian Life Insurance Company | Houston | TX | 06/2019 | 06/2021 |
| Park Avenue Securities | Houston | TX | 06/2019 | 06/2021 |
| Principal Life Insurance Company | Houston | TX | 07/2021 | Present |
| Principal Securities Inc | Houston | TX | 07/2021 | Present |
| Union Financial, Inc. | Houston | TX | 02/2022 | Present |
***Fixed Insurance; Investment Related; Houston, TX; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplements, Group Insurance; Start Date: 06/05/2019; 5 hrs per month; 5 during trading hours. FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2019 ADDRESS: 1900 West Loop South, Suite 400, Houston TX 77027, United States DESCRIPTION: Life, Annuities, LTC, DI, Health, Medicare Supplements, Group Insurance, Property & Casualty MULTIPLE ENTITIES POSITION: Professor NATURE: Professor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/07/2023 ADDRESS: 6431 Fannin, Houston TX 77030, United States DESCRIPTION: This OBA is for higher education courses taught part-time through my academic credentials as a Ph.D. in Neuroscience. Coursework will NOT include any subject matter related, either directly or indirectly, to finance, securities, insurance, or economics. Instead, proposed coursework may include, but may not be limited to, courses such as Gross Human Anatomy and Medical Neuroscience at the UTHealth Houston McGovern Medical School. Other institutions may also be covered, but the nature of the coursework will be limited to the biological sciences, regardless of where it is taught.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-17 |
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