Best Investors Account Sign in

Caleb Robert Robinson

Principal Securities, Inc.

Houston, TX

Claim This Profile
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-09
  • TX RA
    APPROVED
    Since 2021-07-09

Branch Locations

1900 West Loop S Ste 650A, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eastern Nazarene College Quincy MA 08/2016 05/2019
Guardian Life Insurance Company Houston TX 06/2019 06/2021
Park Avenue Securities Houston TX 06/2019 06/2021
Principal Life Insurance Company Houston TX 07/2021 Present
Principal Securities Inc Houston TX 07/2021 Present
Union Financial, Inc. Houston TX 02/2022 Present
  • 08/2016 → 05/2019
    Eastern Nazarene College
    Quincy, MA
  • 06/2019 → 06/2021
    Guardian Life Insurance Company
    Houston, TX
  • 06/2019 → 06/2021
    Park Avenue Securities
    Houston, TX
  • 07/2021 → Present
    Principal Life Insurance Company
    Houston, TX
  • 07/2021 → Present
    Houston, TX
  • 02/2022 → Present
    Union Financial, Inc.
    Houston, TX
Previous Registrations
Other Businesses

***Fixed Insurance; Investment Related; Houston, TX; Agent; Life, Annuities, LTC, DI, Health, Medicare Supplements, Group Insurance; Start Date: 06/05/2019; 5 hrs per month; 5 during trading hours. FIXED INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2019 ADDRESS: 1900 West Loop South, Suite 400, Houston TX 77027, United States DESCRIPTION: Life, Annuities, LTC, DI, Health, Medicare Supplements, Group Insurance, Property & Casualty MULTIPLE ENTITIES POSITION: Professor NATURE: Professor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/07/2023 ADDRESS: 6431 Fannin, Houston TX 77030, United States DESCRIPTION: This OBA is for higher education courses taught part-time through my academic credentials as a Ph.D. in Neuroscience. Coursework will NOT include any subject matter related, either directly or indirectly, to finance, securities, insurance, or economics. Instead, proposed coursework may include, but may not be limited to, courses such as Gross Human Anatomy and Medical Neuroscience at the UTHealth Houston McGovern Medical School. Other institutions may also be covered, but the nature of the coursework will be limited to the biological sciences, regardless of where it is taught.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-17
  • S66 Uniform Combined State Law Examination
    2019-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor