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Maxwell Stewart Mchale Sprigg

Newedge Advisors

New Orleans, LA

Lake Charles, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-07
TX RA APPROVED_RES 2022-03-07
  • LA RA
    APPROVED
    Since 2022-03-07
  • TX RA
    APPROVED_RES
    Since 2022-03-07

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Lake Charles, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waitr Holdings Lake Charles LA 08/2016 12/2019
Toujours Planning, Llc Lake Charles LA 07/2019 04/2021
Lpl Financial, Llc Lake Charles LA 04/2021 Present
Newedge Advisors, Llc (Gwm Advisors, Llc) Lake Charles LA 07/2019 Present
  • 08/2016 → 12/2019
    Waitr Holdings
    Lake Charles, LA
  • 07/2019 → 04/2021
    Toujours Planning, Llc
    Lake Charles, LA
  • 04/2021 → Present
    Lpl Financial, Llc
    Lake Charles, LA
  • 07/2019 → Present
    Newedge Advisors, Llc (Gwm Advisors, Llc)
    Lake Charles, LA
Other Businesses

1)04/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TOUJOURS PLANNING - INVESTMENT RELATED - LAKE CHARLES, LA 70601 2)2011 - OTHER: BAND - CENTER STREET RECORDS, LLC - NOT INVESTMENT RELATED - LAKE CHARLES, LA 3) 02/03/2025- Center Street Records, LLC- Business Owner-Not INV Related- At 3) 4/14/2021 - GWM Advisors, LLC - DBA: (Hybrid) Toujours Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 7/1/2019 - 160 Hours Per Month/80% During Securities Trading - Time Spent 100%. 4) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 7/1/2019 - 160 Hours Per Month/80% Hours During Securities Trading - Time Spent 100% - I provide administrative support to NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 06/21/2022 - Generation Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/15/2022 - 160 Hours Per Month/ 140 Hours During Securities Trading. 6) 02/03/2025- Center Street Records, LLC- Business Owner- At LAKE CHARLES, LA- Start date 04/03/2023- 10 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2021-10-01

View on SEC IAPD

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