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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-27 |
Branch Locations
1700 Ashwood Drive, Ste 1701, Canonsburg, PA 15317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Wexford | PA | 06/2019 | 10/2020 |
| United States Army | Johnstown | PA | 03/2016 | 08/2023 |
| The North Face | Grove City | PA | 08/2016 | 10/2016 |
| Brooks Brothers | Grove City | PA | 10/2016 | 07/2018 |
| Wesbano Bank | Ellwood City | PA | 05/2017 | 08/2017 |
| Citizens Securities, Inc | Canton | MA | 07/2019 | 10/2020 |
| Lpl Financial Llc | Canonsburg | PA | 11/2020 | Present |
| Northwest Bank | Sewickley | PA | 11/2020 | 05/2021 |
| Private Advisor Group | Canonsburg | PA | 05/2021 | 02/2023 |
| Private Advisor Group, Llc | Morristown | NJ | 02/2023 | 08/2024 |
1) 11/10/2020 - Notary - State of PA - inv rel - start: 12/2019 2) 08/27/2024 - Stein Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/19/2024 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/15/2025 - Stein Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/19/2024 - 40 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-03 |
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