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Stephen Douglas Cooper

LPl Financial LLC

Canonsburg, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-27
  • PA RA
    APPROVED
    Since 2024-08-27

Branch Locations

1700 Ashwood Drive, Ste 1701, Canonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Wexford PA 06/2019 10/2020
United States Army Johnstown PA 03/2016 08/2023
The North Face Grove City PA 08/2016 10/2016
Brooks Brothers Grove City PA 10/2016 07/2018
Wesbano Bank Ellwood City PA 05/2017 08/2017
Citizens Securities, Inc Canton MA 07/2019 10/2020
Lpl Financial Llc Canonsburg PA 11/2020 Present
Northwest Bank Sewickley PA 11/2020 05/2021
Private Advisor Group Canonsburg PA 05/2021 02/2023
Private Advisor Group, Llc Morristown NJ 02/2023 08/2024
  • 06/2019 → 10/2020
    Citizens Bank
    Wexford, PA
  • 03/2016 → 08/2023
    United States Army
    Johnstown, PA
  • 08/2016 → 10/2016
    The North Face
    Grove City, PA
  • 10/2016 → 07/2018
    Brooks Brothers
    Grove City, PA
  • 05/2017 → 08/2017
    Wesbano Bank
    Ellwood City, PA
  • 07/2019 → 10/2020
    Citizens Securities, Inc
    Canton, MA
  • 11/2020 → Present
    Canonsburg, PA
  • 11/2020 → 05/2021
    Northwest Bank
    Sewickley, PA
  • 05/2021 → 02/2023
    Private Advisor Group
    Canonsburg, PA
  • 02/2023 → 08/2024
    Morristown, NJ
Previous Registrations
Other Businesses

1) 11/10/2020 - Notary - State of PA - inv rel - start: 12/2019 2) 08/27/2024 - Stein Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/19/2024 - 40 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/15/2025 - Stein Wealth Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/19/2024 - 40 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
S63 Uniform Securities Agent State Law Examination 2019-09-03
  • S66 Uniform Combined State Law Examination
    2022-12-12
  • S63 Uniform Securities Agent State Law Examination
    2019-09-03

View on SEC IAPD

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