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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-16
NH RA APPROVED 2022-01-12
  • TX RA
    APPROVED
    Since 2022-02-16
  • NH RA
    APPROVED
    Since 2022-01-12

Branch Locations

100 Market St, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Exeter NH 01/2019 09/2021
Citizens Securities, Inc Canton MA 07/2019 07/2019
University Of Tennessee At Martin Martin TN 08/2012 12/2016
Final Flight Outfitters Union Cty TN 05/2014 09/2016
Regions Financial Corporation Jackson TN 02/2017 03/2018
Orangetheory Fitness Waltham MA 04/2018 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover NH 09/2021 Present
Bank Of America, N.A. Dover NH 12/2021 Present
  • 01/2019 → 09/2021
    Citizens Bank
    Exeter, NH
  • 07/2019 → 07/2019
    Citizens Securities, Inc
    Canton, MA
  • 08/2012 → 12/2016
    University Of Tennessee At Martin
    Martin, TN
  • 05/2014 → 09/2016
    Final Flight Outfitters
    Union Cty, TN
  • 02/2017 → 03/2018
    Regions Financial Corporation
    Jackson, TN
  • 04/2018 → 01/2019
    Orangetheory Fitness
    Waltham, MA
  • 09/2021 → Present
    Dover, NH
  • 12/2021 → Present
    Bank Of America, N.A.
    Dover, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-11
  • S66 Uniform Combined State Law Examination
    2022-01-11

View on SEC IAPD

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