William Robert Farraj

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1998 → Present
  Independent Capital Management, Inc.
  Irvine, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Irvine, CA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Costa Mesa, CA

Previous Registrations

• 2017-04-19 → 2023-09-01
  Osaic Services, Inc.
  Costa Mesa, CA
• 1999-12-15 → 2019-11-13
  Independent Capital Management
  Irvine, CA
• 1999-12-15 → 1998-01-30
  Independent Capital Management
  Santa Ana, CA

Other Businesses

1. ICM POSITION: rep NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 695 Town Center Dr, Ste 530, Costa Mesa CA 92626, United States DESCRIPTION: provide clients who are interested in investment options of actvite money management 2. ICM LENDING POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2010 ADDRESS: 695 Town Center Dr, Ste 530, costa mesa CA 92626, United States DESCRIPTION: i originate purchase or refinance loans for clients who need to consolidate or reduce debt or reduce to lower overall interest debt 3. INDEPENDENT CAPITAL MANAGEMENT POSITION: Other - employee NATURE: Corporation Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 01/01/1999 ADDRESS: 695 Town Center Dr, Ste 530, Costa Mesa CA 92626, United States DESCRIPTION: We offer our clients, who are also AIGFA clients asset protection through various types of insurance when appropriate

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-23
• S63 Uniform Securities Agent State Law Examination
  1998-10-09