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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
MI RA APPROVED 2019-11-01
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • MI RA
    APPROVED
    Since 2019-11-01

Branch Locations

North Muskegon, MI • United States

700 Terrace Point Dr Ste 400, Muskegon, MI 49440 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Muskegon MI 07/2019 Present
Bausch Best Bushes Spring Lake MI 05/2015 08/2017
Grand Valley State University Allendale MI 08/2017 07/2019
  • 07/2019 → Present
    Raymond James & Associates
    Muskegon, MI
  • 05/2015 → 08/2017
    Bausch Best Bushes
    Spring Lake, MI
  • 08/2017 → 07/2019
    Grand Valley State University
    Allendale, MI
Other Businesses

(1)Name of Business: Address: 1322 Ruddiman Drive, North Muskegon, MI, 49445, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 06/23/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I was the author of Trophy Retirement. A book I created as a lead magnet and it also sells on Amazon.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
  • S66 Uniform Combined State Law Examination
    2019-11-01
Other Names
  • Austin Wingett

View on SEC IAPD

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