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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-20
CA RA APPROVED 2022-10-18
  • TX RA
    APPROVED_RES
    Since 2022-10-20
  • CA RA
    APPROVED
    Since 2022-10-18

Branch Locations

560 Mission St, San Francisco, CA 94105 • United States

875 15Th St Nw, Floor 07, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank San Francisco CA 10/2017 09/2020
Transpacific America Bayside CA 06/2012 09/2017
Wells Fargo Clearing Services, Llc Alameda CA 08/2021 07/2022
Wells Fargo Bank, Na Alameda CA 08/2021 07/2022
Citibank San Francisco CA 09/2020 07/2021
J.P. Morgan Securities Llc San Francisco CA 08/2022 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 08/2022 Present
  • 10/2017 → 09/2020
    Citibank
    San Francisco, CA
  • 06/2012 → 09/2017
    Transpacific America
    Bayside, CA
  • 08/2021 → 07/2022
    Alameda, CA
  • 08/2021 → 07/2022
    Wells Fargo Bank, Na
    Alameda, CA
  • 09/2020 → 07/2021
    Citibank
    San Francisco, CA
  • 08/2022 → Present
    San Francisco, CA
  • 08/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
Previous Registrations
Other Businesses

Effective 8/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-07
S63 Uniform Securities Agent State Law Examination 2019-08-19
  • S65 Uniform Investment Adviser Law Examination
    2020-08-07
  • S63 Uniform Securities Agent State Law Examination
    2019-08-19
Other Names
  • Nigar Vakilova
  • Nigar Niki Vakilova
  • Niki Vakilova
  • Nigar Pasha Aga Vakilova

View on SEC IAPD

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