Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-20 |
| CA | RA | APPROVED | 2022-10-18 |
Branch Locations
560 Mission St, San Francisco, CA 94105 • United States
875 15Th St Nw, Floor 07, Washington, DC 20005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citibank | San Francisco | CA | 10/2017 | 09/2020 |
| Transpacific America | Bayside | CA | 06/2012 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Alameda | CA | 08/2021 | 07/2022 |
| Wells Fargo Bank, Na | Alameda | CA | 08/2021 | 07/2022 |
| Citibank | San Francisco | CA | 09/2020 | 07/2021 |
| J.P. Morgan Securities Llc | San Francisco | CA | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 08/2022 | Present |
Effective 8/1/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-19 |
Reach out to this advisor