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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
MI RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • MI RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

West Bloomfield, MI • United States

815 University Avenue, Sacrament, CA 95825 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reliable Securities Inc. Petoskey MI 07/1998 01/2020
Lpl Financial, Llc Sacramento CA 07/2019 Present
Mariner Independent Advisor Network, Llc Sacramento CA 08/2020 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 07/1998 → 01/2020
    Reliable Securities Inc.
    Petoskey, MI
  • 07/2019 → Present
    Lpl Financial, Llc
    Sacramento, CA
  • 08/2020 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1. 12/31/2020 - Lighthouse Strategic Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2020 - 140 Hours Per Month/7 Hours During Securities Trading. 2. 3/12/2021 - Reliable Securities Inc. - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 07/01/1998 - 160 Hours Per Month During Securities Trading. 3. 4/8/2021 - No Business Name - Investment Related - 104 S Lake St, Boyne City MI 49712 - Mortgage/Real Estate Services - Real Estate Agent - Started 11/01/2018 - 1 Hour Per Month During Securities Trading. 4. 5/7/2021 - Indian Garden LLC - Investment Related - 3840 Pine Lake Knoll Dr. West Bloomfield, MI 48324 - Real Estate Rental - Start Date: 7/1/2016 - 1 Hours Per Month/1 Hours During Securities Trading 5. 02/02/2026 - Campbell Krug & Co. LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/30/2026 - 160 hours per month/ 100 hours during trading 6. 06/10/2026 - Cavalier Associates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/08/2026 - 2 hours per month/ 1 hour during trading 7. 06/26/2026 - Campbell Krug Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/24/2026 - 2 hours per month/ during trading 8. 07/01/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-24
  • S66 Uniform Combined State Law Examination
    2020-08-24

View on SEC IAPD

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