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Tarika Nath

Morgan Stanley

Temple, TX

Sugar Land, TX

CRD 7149382

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-26
  • TX RA
    APPROVED
    Since 2019-09-26

Branch Locations

Temple, TX • United States

16554 Creek Bend Drive Suite 100, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccombs School Of Business Austin TX 09/2018 05/2019
Transperfect Houston TX 05/2017 08/2017
Morgan Stanley Smith Barney Llc Sugar Land TX 07/2019 09/2019
University Of Texas At Austin Austin TX 08/2015 05/2019
Morgan Stanley Smith Barney Llc Sugar Land TX 09/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 09/2019 Present
  • 09/2018 → 05/2019
    Mccombs School Of Business
    Austin, TX
  • 05/2017 → 08/2017
    Transperfect
    Houston, TX
  • 07/2019 → 09/2019
    Morgan Stanley Smith Barney Llc
    Sugar Land, TX
  • 08/2015 → 05/2019
    University Of Texas At Austin
    Austin, TX
  • 09/2019 → Present
    Morgan Stanley Smith Barney Llc
    Sugar Land, TX
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-04
  • S66 Uniform Combined State Law Examination
    2019-08-04

View on SEC IAPD

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