Nathanael Pennington Jones

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 07/2020
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2016 → 07/2017
  Unc Department Of Housing And Residential Education
  Chapel Hill, NC
• 04/2017 → 08/2017
  Unc Department Of Housing And Residential Education
  Chapel Hill, NC
• 01/2018 → 05/2019
  Jones Auto Wholesale Llc
  Apex, NC
• 05/2021 → 09/2021
  Disys
  Charlotte, NC
• 06/2021 → 04/2022
  Wells Fargo Clearing Services
  Charlotte, NC
• 07/2020 → 04/2021
  Jones Auto Wholesale Llc
  Apex, NC
• 08/2013 → 08/2018
  University Of North Carolina At Chapel Hill
  Chapel Hill, NC
• 05/2022 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 05/2022 → Present
  Nuveen Asset Management Llc
  Charlotte, NC
• 07/2019 → 07/2020
  Vanguard Marketing Corporation
  Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-15
• S63 Uniform Securities Agent State Law Examination
  2019-09-06

Other Names

• Nate Jones
• Pennington Jones
• Nathanael Jones
• Nathanael Pennington Jones