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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
CA RA APPROVED 2022-06-27
  • TX RA
    APPROVED
    Since 2022-08-30
  • CA RA
    APPROVED
    Since 2022-06-27

Branch Locations

8240 N Cortaro Rd, Tucson, AZ 85743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Tucson AZ 09/2014 02/2022
Wells Fargo Clearing Services, Llc Tucson AZ 07/2019 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tucson AZ 02/2022 Present
Bank Of America N.A. Tucson AZ 02/2022 Present
  • 09/2014 → 02/2022
    Wells Fargo Bank, Na
    Tucson, AZ
  • 07/2019 → 02/2022
    Wells Fargo Clearing Services, Llc
    Tucson, AZ
  • 02/2022 → Present
    Tucson, AZ
  • 02/2022 → Present
    Bank Of America N.A.
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
S63 Uniform Securities Agent State Law Examination 2019-11-18
  • S66 Uniform Combined State Law Examination
    2022-06-24
  • S63 Uniform Securities Agent State Law Examination
    2019-11-18
Other Names
  • Jennifer Brown
  • Jennifer Rose Khallouf

View on SEC IAPD

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