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633 W 5Th Street Suite 1050, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-08-15 |
Branch Locations
633 W 5Th Street Suite 1050, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2019 | 03/2024 |
| Roland Hayes Boston Public Schools | Boston | MA | 08/2017 | 07/2019 |
| Friendly Toast | Cambridge | MA | 03/2017 | 08/2017 |
| Guitar Center | Boston | MA | 07/2016 | 03/2017 |
| Nicholas Drouin | Nashua | NH | 03/2024 | 10/2024 |
| Northwestern Mutual Investment Services Llc | Nashua | NH | 05/2024 | 10/2024 |
| Meritage Entertainment | Wilmington | MA | 07/2019 | 12/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2024 | 10/2024 |
| Arcadia Wealth Management, Llc | Manchester | NH | 10/2024 | 07/2025 |
| Terra Firma Financial Advisory | Manchester | NH | 08/2025 | Present |
| Kinetic Investment Management, Inc. | Los Angeles | CA | 08/2025 | Present |
Musician/DJ; Non Investment Related; 10 Ridgewood St Manchester NH 03103; Joel performs at concerts and weddings as a musician; Providing entertainment and Music; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 2.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-16 |
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