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Tristan Ludwig

Strategic Advisers LLC

San Francisco, CA

Walnut Creek, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

8 Montgomery St, San Francisco, CA 94104-4625 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments San Francisco CA 09/2015 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2015 → Present
    Fidelity Investments
    San Francisco, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    San Francisco, CA
    Concord, CA
  • 2015-09-21 → 2018-07-13
    Strategic Advisers Llc
    San Francisco, CA
  • 2012-10-23 → 2015-09-10
    Harrisdirect Llc
    Arlington, VA
    San Francisco, CA
  • 2012-07-23 → 2012-11-20
    Cuso Financial Services, L.P.
    Dublin, CA
  • 2009-09-09 → 2011-12-01
    Cuso Financial Services, L.P.
    Fremont, CA
    Pleasanton, CA
    Fremont, CA
    Union City, CA
    Union City, CA
    Castro Valley, CA
    Hayward, CA
  • 2009-02-23 → 2009-09-02
    Mml Investors Services, Llc
    Oakland, CA
    Concord, CA
    Vellejo, CA
    Concord, CA
    Pleasanton, CA
    Concord, CA
    San Francisco, CA
    Sacramento, CA
    Oakland, CA
    Pleasanton, CA
  • 2005-10-28 → 2007-06-12
    Wells Fargo Investments, Llc
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
  • S66 Uniform Combined State Law Examination
    2005-10-27
Designations
Other Names
  • Tristan Edward Ludwig

View on SEC IAPD

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PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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