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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED | 2024-04-09 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Chicago | IL | 07/2019 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 07/2019 | Present |
| Northshore Country Club | Mequon | WI | 05/2016 | 09/2016 |
| Unemployed | Madison | WI | 09/2016 | 05/2017 |
| Seaport Global Securities | New York | NY | 06/2017 | 07/2017 |
| Unemployed | Madison | WI | 08/2017 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 05/2018 | 08/2018 |
| Unemployed | Madison | WI | 08/2018 | 07/2019 |
Entity Name: Children's Research Fund Junior Board Investment related: N Address: Chicago, IL http://foundation.luriechildrens.org/site/PageServer?pagename=crfjb_new_home Nature of the other business: Research Position/Title/Relationship: Board Member Start Date: 01/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Since 1992, the Children's Research Fund Junior Board has been passionate about advancing discovery into new and more effective treatments for childhood diseases. I will be a part of the event planning team. John Dana (current JPM employee / co worker) is the Co - Chair of the CRF Junior Board.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-16 |
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