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Brendan Todd Oconnor

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Chicago, IL

Schaumburg, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-30
IL RA APPROVED 2020-03-12
  • TX RA
    APPROVED
    Since 2020-03-30
  • IL RA
    APPROVED
    Since 2020-03-12

Branch Locations

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Schaumburg, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 07/2019 Present
University Of Iowa Iowa City IA 08/2015 05/2019
Unemployed Crystal Lake IL 06/2019 07/2019
University Of Iowa Men's Basketball Iowa City IA 08/2015 05/2019
  • 07/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 08/2015 → 05/2019
    University Of Iowa
    Iowa City, IA
  • 06/2019 → 07/2019
    Unemployed
    Crystal Lake, IL
  • 08/2015 → 05/2019
    University Of Iowa Men's Basketball
    Iowa City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-11
  • S66 Uniform Combined State Law Examination
    2020-03-11
Other Names
  • Brendan Oconnor

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
MADDEN ADVISORY SERVICES, INC. · JACKSONVILLE, FL
SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
J.P. MORGAN SECURITIES LLC · Jacksonville , FL

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