Filippo Petrini

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-02-05
TX	RA	APPROVED	2024-02-05

CT RA
APPROVED

Since 2024-02-05
TX RA
APPROVED

Since 2024-02-05

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Greenwich	CT	07/2019	Present
Jpmorgan Securities, Llc.	Greenwich	CT	07/2019	Present
Umass Chem Labs	Amherst	MA	09/2018	05/2019
Jpmorgan Chase & Co.	Greenwich	CT	06/2018	08/2018
Umass Chem Labs	Amherst	MA	02/2018	05/2018
Solomon Page: Staffing Solutions & Executive Search	Greenwich	CT	05/2017	05/2017
Unemployed	Fairfield	CT	06/2019	07/2019
Umass Hampden Commissary	Amherst	MA	09/2016	12/2016
Unemployed	Fairfield	CT	01/2017	01/2017
Umass Hampden Commissary	Amherst	MA	02/2017	05/2017
Unemployed	Amherst	MA	06/2017	01/2018
Captains Log, Llc	New Rochelle	NY	03/2026	Present

07/2019 → Present

Jpmorgan Chase Bank, N.A.

Greenwich, CT
07/2019 → Present

Jpmorgan Securities, Llc.

Greenwich, CT
09/2018 → 05/2019

Umass Chem Labs

Amherst, MA
06/2018 → 08/2018

Jpmorgan Chase & Co.

Greenwich, CT
02/2018 → 05/2018

Umass Chem Labs

Amherst, MA
05/2017 → 05/2017

Solomon Page: Staffing Solutions & Executive Search

Greenwich, CT
06/2019 → 07/2019

Unemployed

Fairfield, CT
09/2016 → 12/2016

Umass Hampden Commissary

Amherst, MA
01/2017 → 01/2017

Unemployed

Fairfield, CT
02/2017 → 05/2017

Umass Hampden Commissary

Amherst, MA
06/2017 → 01/2018

Unemployed

Amherst, MA
03/2026 → Present

Captains Log, Llc

New Rochelle, NY

Other Businesses

Entity Name: Captains Log, LLC Investment related: Yes Address: New Rochelle, NY Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 03/23/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This LLC was established to make an investment into a private company. I am an equal managing member. Entity Name: Hark Labs Inc. Investment related: No Address: San Jose, CA. No established website. Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 03/23/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Agentic AI startup. This is a direct private investment.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-05
S63	Uniform Securities Agent State Law Examination	2019-10-07

S65 Uniform Investment Adviser Law Examination

2024-02-05
S63 Uniform Securities Agent State Law Examination

2019-10-07

View on SEC IAPD