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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

14755 Preston Road Suite 700, Dallas , TX 75254 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc. Chicago IL 06/2026 Present
Jpmorgan Chase Bank, N.A. Dallas TX 07/2019 06/2026
Jpmorgan Securities, Llc. Dallas TX 07/2019 06/2026
J.P. Morgan Chase Bank, N.A. Dallas TX 05/2018 08/2018
Unemployed Ithaca NY 09/2018 06/2019
Unemployed Ithaca NY 09/2017 04/2018
Plano Sports Authority Plano TX 06/2017 08/2017
Unemployed Ithaca NY 09/2016 05/2017
  • 06/2026 → Present
    Chicago, IL
  • 07/2019 → 06/2026
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 07/2019 → 06/2026
    Jpmorgan Securities, Llc.
    Dallas, TX
  • 05/2018 → 08/2018
    J.P. Morgan Chase Bank, N.A.
    Dallas, TX
  • 09/2018 → 06/2019
    Unemployed
    Ithaca, NY
  • 09/2017 → 04/2018
    Unemployed
    Ithaca, NY
  • 06/2017 → 08/2017
    Plano Sports Authority
    Plano, TX
  • 09/2016 → 05/2017
    Unemployed
    Ithaca, NY
Previous Registrations
Other Businesses

Entity Name: 4MINDSAI INC Investment related: No Address: 8080 N Central Expressway, 15th Floor Dallas, TX 75206 https://4minds.ai/?_sv_p_id=sAraQ2Tw9DhutjY- Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 12/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 4Minds AI is a start up company that has built an enterprise AI platform that is designed to help organizations create and operate custom, private, domain specific AI models using their own data. I am looking to invest in the company passively, no operational role.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-28
S63 Uniform Securities Agent State Law Examination 2019-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-08-28
  • S63 Uniform Securities Agent State Law Examination
    2019-09-28
Other Names
  • Brooks Brevin Panhans
  • Brooks Panhans

View on SEC IAPD

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