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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-09 |
Branch Locations
14755 Preston Road Suite 700, Dallas , TX 75254 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc. | Chicago | IL | 06/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Dallas | TX | 07/2019 | 06/2026 |
| Jpmorgan Securities, Llc. | Dallas | TX | 07/2019 | 06/2026 |
| J.P. Morgan Chase Bank, N.A. | Dallas | TX | 05/2018 | 08/2018 |
| Unemployed | Ithaca | NY | 09/2018 | 06/2019 |
| Unemployed | Ithaca | NY | 09/2017 | 04/2018 |
| Plano Sports Authority | Plano | TX | 06/2017 | 08/2017 |
| Unemployed | Ithaca | NY | 09/2016 | 05/2017 |
Entity Name: 4MINDSAI INC Investment related: No Address: 8080 N Central Expressway, 15th Floor Dallas, TX 75206 https://4minds.ai/?_sv_p_id=sAraQ2Tw9DhutjY- Nature of the other business: Artificial Intelligence Position/Title/Relationship: Owner/Partner Start Date: 12/31/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: 4Minds AI is a start up company that has built an enterprise AI platform that is designed to help organizations create and operate custom, private, domain specific AI models using their own data. I am looking to invest in the company passively, no operational role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-28 |
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