Corrina Diane Halter

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 06/2020
  Axa Advisors, Llc
  Scottsdale, AZ
• 03/2019 → 06/2019
  Unemployed
  Phoenix, AZ
• 02/2010 → 03/2019
  Jp Morgan Chase
  Phoenix, AZ
• 06/2019 → 07/2020
  Equitable Advisors, Llc
  Scottsdale, AZ
• 07/2021 → 01/2023
  The Vanguard Group, Inc
  Scottsdale, AZ
• 08/2020 → 07/2021
  Arizona State University
  Tempe, AZ
• 01/2023 → Present
  The Vanguard Group, Inc
  Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ESTATE EXECUTOR INVESTMENT RELATED, ADDRESS: PHOENIX, AZ POSITION: Administrator START DATE: 07/2021 APPROX HOURS PER MONTH: 10 HOURS DURING SECURITY TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2021-08-20
• S63 Uniform Securities Agent State Law Examination
  2019-09-07

Other Names

• Corina Diane Halter
• Corrina Halter
• Corrina D. Halter
• Cori Halter