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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-14 |
| IL | RA | APPROVED | 2021-01-11 |
Branch Locations
233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 07/2019 | Present |
| Geneva Trading | Chicago | IL | 11/2017 | 09/2018 |
| Environmental Systems Design, Inc. | Chicago | IL | 01/2016 | 10/2017 |
| Game Stop | Berwyn | IL | 10/2016 | 01/2017 |
| Unemployed | Forest Park | IL | 09/2018 | 07/2019 |
I am a Freelance musician. I rarely engage in this activity. I spend about 10 hours a year doing this. Work primarily involves recording guitar in studios for various artists. This is not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-09 |
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