Brogan Gerald Mooney

2437 Main Street, Santa Monica, CA 90405 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-25

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	06/2022	08/2023
49 Wealth Management	El Segundo	CA	06/2022	08/2023
Bishop Peak Technology	San Luis Obispo	CA	02/2021	06/2022
California Polytechnic State University	San Luis Obispo	CA	09/2018	06/2022
Trader Joe's	Portland	OR	02/2018	09/2020
M Financial Group	Portland	OR	06/2019	08/2019
Pfl Spaces	Portland	OR	06/2017	09/2017
Jesuit High School	Portland	OR	08/2014	06/2018
Fidelity Investments	Santa Monica	CA	09/2023	08/2025
Fidelity Investments	Boston	MA	03/2025	08/2025
Gerber Kawasaki Wealth & Investment Management	Santa Monica	CA	08/2025	Present

06/2022 → 08/2023

Purshe Kaplan Sterling Investments

Albany, NY
06/2022 → 08/2023

49 Wealth Management

El Segundo, CA
02/2021 → 06/2022

Bishop Peak Technology

San Luis Obispo, CA
09/2018 → 06/2022

California Polytechnic State University

San Luis Obispo, CA
02/2018 → 09/2020

Trader Joe's

Portland, OR
06/2019 → 08/2019

M Financial Group

Portland, OR
06/2017 → 09/2017

Pfl Spaces

Portland, OR
08/2014 → 06/2018

Jesuit High School

Portland, OR
09/2023 → 08/2025

Fidelity Investments

Santa Monica, CA
03/2025 → 08/2025

Fidelity Investments

Boston, MA
08/2025 → Present

Gerber Kawasaki Wealth & Investment Management

Santa Monica, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-03-15
S63	Uniform Securities Agent State Law Examination	2022-04-14

Other Firms