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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-14
CT RA APPROVED 2023-08-10
  • PA RA
    APPROVED
    Since 2024-08-14
  • CT RA
    APPROVED
    Since 2023-08-10

Branch Locations

1575 Boston Post Rd Building C St 1, Guilford, CT 06437 • United States

Springfield, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Tampa FL 08/2017 06/2019
Mesba United Tampa FL 08/2016 08/2017
Axa Advisors Llc New York NY 07/2019 02/2020
Securian Financial Services Saint Paul MN 03/2021 08/2021
Allied Wealth Partners Guilford CT 03/2021 08/2021
Anderson Thornton Consultants Tampa FL 02/2020 06/2020
Unemployed New Haven CT 06/2020 09/2020
Allied Wealth Partners Guilford CT 09/2020 01/2021
Allied Wealth Partners Guilford CT 01/2021 03/2021
Securian Financial Services Saint Paul MN 01/2021 03/2021
Minnesota Life Insurance Co St Paul MN 09/2021 08/2023
Allied Wealth Partners Guilford CT 09/2021 Present
Securian Financial Services St Paul MN 09/2021 08/2023
Cetera Wealth Services, Llc Guilford CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Z Wealth Management Guilford CT 10/2023 Present
  • 08/2017 → 06/2019
    Student
    Tampa, FL
  • 08/2016 → 08/2017
    Mesba United
    Tampa, FL
  • 07/2019 → 02/2020
    Axa Advisors Llc
    New York, NY
  • 03/2021 → 08/2021
    Securian Financial Services
    Saint Paul, MN
  • 03/2021 → 08/2021
    Allied Wealth Partners
    Guilford, CT
  • 02/2020 → 06/2020
    Anderson Thornton Consultants
    Tampa, FL
  • 06/2020 → 09/2020
    Unemployed
    New Haven, CT
  • 09/2020 → 01/2021
    Allied Wealth Partners
    Guilford, CT
  • 01/2021 → 03/2021
    Allied Wealth Partners
    Guilford, CT
  • 01/2021 → 03/2021
    Securian Financial Services
    Saint Paul, MN
  • 09/2021 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 09/2021 → Present
    Allied Wealth Partners
    Guilford, CT
  • 09/2021 → 08/2023
    Securian Financial Services
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Guilford, CT
  • 08/2023 → Present
    Schaumburg, IL
  • 10/2023 → Present
    Z Wealth Management
    Guilford, CT
Previous Registrations
  • 2021-09-30 → 2023-08-10
    Securian Financial Services, Inc.
    Guilford, CT
    St. Paul, MN
Other Businesses

1) Allied Wealth Partners Fixed Insurance; Parsippany, NJ; ins rltd; independent contractor; Fixed ins sales- FL, FA, DI, P&C, Hlth, LTC, Suppmtl; 09/2021- pres; 1-3hrs/mo; 1-3 hrs/mo trading; 2) NAME OF OTHER BUSINESS: Z WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: JADE CLARK; INVESTMENT RELATED: NO; ADDRESS: 2199 WINDING WAY, BROOMALL, PA 19008; NATURE OF BUSINESS: ASSISTING NEIGHBOR; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP ELDERLY NEIGHBOR WITH OPENING MAIL, ORGANIZING HER HOUSE AND VISITING WITH HER;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-22
S63 Uniform Securities Agent State Law Examination 2019-09-27
  • S65 Uniform Investment Adviser Law Examination
    2021-07-22
  • S63 Uniform Securities Agent State Law Examination
    2019-09-27
Designations
Other Names
  • Jade Clark
  • Jade Whitney Clark
  • Jade Whitney Hamblin

View on SEC IAPD

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