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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-14 |
| CT | RA | APPROVED | 2023-08-10 |
Branch Locations
1575 Boston Post Rd Building C St 1, Guilford, CT 06437 • United States
Springfield, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Tampa | FL | 08/2017 | 06/2019 |
| Mesba United | Tampa | FL | 08/2016 | 08/2017 |
| Axa Advisors Llc | New York | NY | 07/2019 | 02/2020 |
| Securian Financial Services | Saint Paul | MN | 03/2021 | 08/2021 |
| Allied Wealth Partners | Guilford | CT | 03/2021 | 08/2021 |
| Anderson Thornton Consultants | Tampa | FL | 02/2020 | 06/2020 |
| Unemployed | New Haven | CT | 06/2020 | 09/2020 |
| Allied Wealth Partners | Guilford | CT | 09/2020 | 01/2021 |
| Allied Wealth Partners | Guilford | CT | 01/2021 | 03/2021 |
| Securian Financial Services | Saint Paul | MN | 01/2021 | 03/2021 |
| Minnesota Life Insurance Co | St Paul | MN | 09/2021 | 08/2023 |
| Allied Wealth Partners | Guilford | CT | 09/2021 | Present |
| Securian Financial Services | St Paul | MN | 09/2021 | 08/2023 |
| Cetera Wealth Services, Llc | Guilford | CT | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Z Wealth Management | Guilford | CT | 10/2023 | Present |
1) Allied Wealth Partners Fixed Insurance; Parsippany, NJ; ins rltd; independent contractor; Fixed ins sales- FL, FA, DI, P&C, Hlth, LTC, Suppmtl; 09/2021- pres; 1-3hrs/mo; 1-3 hrs/mo trading; 2) NAME OF OTHER BUSINESS: Z WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: JADE CLARK; INVESTMENT RELATED: NO; ADDRESS: 2199 WINDING WAY, BROOMALL, PA 19008; NATURE OF BUSINESS: ASSISTING NEIGHBOR; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP ELDERLY NEIGHBOR WITH OPENING MAIL, ORGANIZING HER HOUSE AND VISITING WITH HER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-27 |
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