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9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| IL | RA | APPROVED | 2022-08-02 |
Branch Locations
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019 • United States
620 E Broadway, Alton, IL 62002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| River City Casino | St Louis | MO | 06/2015 | 03/2017 |
| Adult And Teen Challenge | Memphis | TN | 11/2018 | 12/2018 |
| Memphis Machine Works | Memphis | TN | 04/2017 | 12/2018 |
| Adult And Teen Challenge | High Ridge | MO | 01/2019 | 05/2019 |
| Capital Advisor Network, Llc | Lafayette | IN | 11/2020 | 09/2022 |
| Center Street Securities | Bethalto | IL | 06/2019 | 09/2022 |
| Coppell Advisory Solutions, Llc Dba Fusion Capital Management Ll | Dallas | TX | 08/2022 | Present |
| Peak Brokerage Services, Llc | Jupiter | FL | 09/2022 | 07/2025 |
1) Business Entity: Curtis Stephens; Business Activity: Insurance Sales, Fixed and Variable; Address: IL; Duties Agent; Title: Agent; Start Date: 09/2022; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 2) Business Entity: Madison County; Business Activity: Local Government/County Board Z.B.A.; Address: Edwardsville, IL; Duties of Position: Vote and make executive decisions for Madison County; Title: Board member; Start date: 7/2024; Approx. # of hours per month spent on activity: 4; Approx. # of hours spent during trading hours: 4
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-01 |
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