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Optimize Financial Inc. CRD 315963
$222M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Spectrum Ctr Dr Ste 300, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-16 |
| IA | RA | APPROVED | 2025-04-02 |
| CO | RA | APPROVED | 2025-03-14 |
| TX | RA | APPROVED | 2022-11-30 |
| CA | RA | APPROVED | 2021-10-14 |
Branch Locations
100 Spectrum Ctr Dr Ste 300, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 06/2019 | 10/2021 |
| Nguyen Mds Inc | Irvine | CA | 06/2010 | Present |
| Toc Toc, Llc | Huntington Beach | CA | 01/2018 | 09/2025 |
| Ex Animo | Huntington Beach | CA | 08/2020 | Present |
| Optimize Financial Inc. | Laguna Hills | CA | 10/2021 | Present |
Nguyen MDS Inc., Not INV Related; Irvine, CA; Account Executive; Start 7/1/2019; 2 Hours Per Month; Zero During Trading; Medical Corporation. Ex Animo Inc., INV Related; Huntington Beach, CA; 100% Ownership; Start 8/5/2020; 1 Hour Per Month; Zero Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-18 |
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