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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| CA | RA | APPROVED | 2025-11-06 |
Branch Locations
300 Town Ctr E, Santa Maria, CA 93454 • United States
2060 S Broadway, Santa Maria, CA 93454 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Men's Wearhouse | Santa Barbara | CA | 04/2017 | 05/2019 |
| The Home Depot | Goleta | CA | 06/2017 | 09/2017 |
| Abercrombie & Fitch | Santa Barbara | CA | 03/2017 | 10/2017 |
| Lucky Brand | Santa Barbara | CA | 06/2017 | 08/2017 |
| Piocho Ranch & Polo Company | Santa Ynez | CA | 06/2011 | 09/2016 |
| Jpmorgan Chase Bank, N.A. | Goleta | CA | 06/2019 | 07/2022 |
| J.P. Morgan Securities Llc | Goleta | CA | 06/2019 | 07/2022 |
| Unemployed | Goleta | CA | 10/2016 | 02/2017 |
| Gwfs Equities, Inc | Santa Maria | CA | 08/2022 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Maria | CA | 07/2025 | Present |
| Men's Wearhouse | Santa Barbara | CA | 08/2024 | 07/2025 |
| Pacific Western Bank | Solvang | CA | 05/2023 | 01/2024 |
| Unemployed | Santa Maria | CA | 12/2022 | 04/2023 |
| Unemployed | Solvang | CA | 02/2024 | 08/2024 |
| Bank Of America, N.A. | Santa Maria | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-29 |
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