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Mary Mazziotti Zbinden

Laurel Wealth Advisors, LLC

Charlotte, NC

CRD 7147406

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Employer firm

Laurel Wealth Advisors, LLC CRD 118469

$1.11B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Laurel Wealth Advisors, Llc

1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-08
  • NC RA
    APPROVED
    Since 2025-04-08

Branch Locations

1355 Greenwood Cliff Ste. 301, Charlotte, NC 28204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Nashville TN 09/2019 02/2025
Jpmorgan Chase Bank Na Nashville TN 07/2019 02/2025
Jpmorgan Atlanta GA 05/2018 08/2018
Campus Banner + Design Clesmon SC 01/2019 05/2019
Campus Banner + Design Clemson SC 01/2018 06/2018
Clemson Spiro Institute Clemson SC 08/2017 12/2018
Full-Time Student Atlanta GA 06/2009 05/2019
Jpmorgan Securities Llc Nashville TN 04/2024 02/2025
Laurel Wealth Advisors, Llc Charlotte NC 04/2025 Present
  • 09/2019 → 02/2025
    Jpmorgan Securities Llc
    Nashville, TN
  • 07/2019 → 02/2025
    Jpmorgan Chase Bank Na
    Nashville, TN
  • 05/2018 → 08/2018
    Jpmorgan
    Atlanta, GA
  • 01/2019 → 05/2019
    Campus Banner + Design
    Clesmon, SC
  • 01/2018 → 06/2018
    Campus Banner + Design
    Clemson, SC
  • 08/2017 → 12/2018
    Clemson Spiro Institute
    Clemson, SC
  • 06/2009 → 05/2019
    Full-Time Student
    Atlanta, GA
  • 04/2024 → 02/2025
    Jpmorgan Securities Llc
    Nashville, TN
  • 04/2025 → Present
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-24
S63 Uniform Securities Agent State Law Examination 2019-10-04
  • S65 Uniform Investment Adviser Law Examination
    2024-04-24
  • S63 Uniform Securities Agent State Law Examination
    2019-10-04
Other Names
  • Mary Elizabeth Mazziotti

View on SEC IAPD

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