Tomas Michael Cern

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 02/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2013 → 02/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 02/2017 → 12/2018
  Compton Capital Management
  Providence, RI
• 01/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-08 → 2019-01-07
  Compton Capital Management Inc
  Providence, RI
• 2013-04-23 → 2017-02-23
  Cambridge Investment Research Advisors, Inc.
  Medway, MA
• 2006-10-19 → 2010-12-31
  Mml Investors Services, Llc
  Greenville, RI
  Westport, MA
  Bellingham, MA
  Medway, MA
  Mendon, MA
  West Warwick, RI
  Mendon, MA
  Bellingham, MA
• 2005-07-22 → 2006-10-31
  Ubs Financial Services Inc.
  Providence, RI
  Providence, RI

Other Businesses

1) WINDRUSH WEALTH MANAGEMENT, SOUTH DARTMOUTH, MA, 03/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-10/WK-4/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) WINDRUSH WEALTH MANAGEMENT, 149 Charles Street, Tolland CT 06084, United States, 09/30/2025, Agent, Insurance/Benefits/Human Resources, Not Investment Related, 2 HR/MO - 2 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-07-21

Other Names

• Tomas Cernosek
• Tomas Cern