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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-11-22 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
12555 Manchester Road, St. Louis, MO 63131 • United States
8640 S River Parkway, Tempe, AZ 85284 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2019 | 08/2021 |
| University Of California Merced | Merced | CA | 08/2015 | 05/2019 |
| University Of California | Oakland | CA | 02/2019 | 05/2019 |
| Banana Republic | Del Mar | CA | 06/2016 | 10/2016 |
| E*Trade From Morgan Stanley | Gilbert | AZ | 09/2021 | 07/2023 |
| Edward Jones | St Louis | MO | 07/2023 | Present |
Usana Health Sciences Type of business: Distributorship Chandler, AZ Start date: 1/1/2014 Personal use Distributorship Hours per week: 0 Hours during trading: 0 Desc: The start listed date is an estimate. This is an old distributorship.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-20 |
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