Sean Lindenau

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 06/2022
  Jp Morgan Securities Llc
  Los Angeles, CA
• 07/2019 → 06/2022
  Jp Morgan Chase Bank
  Los Angeles, CA
• 05/2018 → 08/2018
  Jp Morgan Chase Bank
  Century City, CA
• 08/2015 → 12/2018
  Brigham Young University
  Provo, UT
• 06/2019 → 06/2019
  Unemployed
  Fresno, CA
• 01/2019 → 05/2019
  Mavericks Consulting Llc
  Fresno, CA
• 10/2017 → 04/2018
  Ico Multifamily Holdings Llc
  Provo, UT
• 06/2017 → 08/2017
  Baker, Peterson, Franklin Cpa
  Fresno, CA
• 02/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 07/2022 → 02/2024
  Jp Morgan Chase Bank
  Los Angeles, CA
• 03/2024 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2024-01-18 → 2024-02-06
  J.P. Morgan Securities Llc
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-18
• S63 Uniform Securities Agent State Law Examination
  2019-10-07

Other Names

• Sean Michael Lindenau