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Carson D Rau

Schwab Wealth Advisory, Inc.

Radnor, PA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-06
NJ RA APPROVED 2024-08-08
PA RA APPROVED 2024-07-19
  • TX RA
    APPROVED
    Since 2024-11-06
  • NJ RA
    APPROVED
    Since 2024-08-08
  • PA RA
    APPROVED
    Since 2024-07-19

Branch Locations

100 Matsonford Rd Suite 301, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Columbia MD 06/2019 12/2020
Newday Financial Llc. Fulton MD 08/2017 05/2019
Newday Financial Llc. Fulton MD 01/2017 07/2017
University Of Delaware Newark DE 07/2014 05/2017
Atlantic City Beach Patrol Atlantic NJ 06/2011 08/2017
Td Ameritrade Yardley PA 06/2021 12/2022
Spring Eq Philidelphia PA 01/2021 05/2021
Charles Schwab & Co., Inc. Radnor PA 12/2022 Present
Schwab Wealth Advisory, Inc. Radnor PA 07/2024 Present
  • 06/2019 → 12/2020
    Td Ameritrade
    Columbia, MD
  • 08/2017 → 05/2019
    Newday Financial Llc.
    Fulton, MD
  • 01/2017 → 07/2017
    Newday Financial Llc.
    Fulton, MD
  • 07/2014 → 05/2017
    University Of Delaware
    Newark, DE
  • 06/2011 → 08/2017
    Atlantic City Beach Patrol
    Atlantic, NJ
  • 06/2021 → 12/2022
    Td Ameritrade
    Yardley, PA
  • 01/2021 → 05/2021
    Spring Eq
    Philidelphia, PA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Radnor, PA
  • 07/2024 → Present
    Schwab Wealth Advisory, Inc.
    Radnor, PA
Previous Registrations
  • 2021-06-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Yardley, PA
    Radnor, PA
  • 2021-06-03 → 2022-10-14
    Td Ameritrade, Inc.
    Lancaster, PA
    Yardley, PA
    Radnor, PA
    Omaha, NE
  • 2019-09-16 → 2021-01-11
    Td Ameritrade, Inc.
    Columbia, MD
    Yardley, PA
  • 2019-09-16 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Langhorne, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Designations
Other Names
  • Carson D. Rau
  • Carson D Rau

View on SEC IAPD

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THEODORE WESLEY BROOKS
PATRICK JOSEPH MCGINNIS
Connor Drew Martin
JAMES FRANCIS MARTIN
Lisa Dimter

Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

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