Tracy Rose Wilson

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-10-26

TX RA
APPROVED

Since 2021-10-26

Branch Locations

6500 International Parkway Ste 2050, Plano, TX 75903 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Engage Wealth Advisors, Llc	Overland Park	KS	01/2019	09/2021
Gail And Rice	Detroit	MI	09/2014	Present
Wynn	Las Vegas	NV	02/2011	06/2018
Engage Advisors Wealth Llc	Overland Park	KS	09/2020	10/2020
Fisher Investments	Plano	TX	10/2021	Present

01/2019 → 09/2021

Engage Wealth Advisors, Llc

Overland Park, KS
09/2014 → Present

Gail And Rice

Detroit, MI
02/2011 → 06/2018

Wynn

Las Vegas, NV
09/2020 → 10/2020

Engage Advisors Wealth Llc

Overland Park, KS
10/2021 → Present

Fisher Investments

Plano, TX

Previous Registrations

2019-10-22 → 2021-10-12

Engage Wealth Advisors, Llc

Overland Park, KS
2020-09-15 → 2020-10-23

Engage Advisors Wealth Llc

Overland Park, KS

Other Businesses

1) Gail & Rice; not investment-related; product specialist for Acura; start date: 09/2014; a few weekend shows per year; 0 hours during securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-20

S65 Uniform Investment Adviser Law Examination

2019-06-20

View on SEC IAPD