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Allworth Financial, L.p. CRD 111167
$33.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-06 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
11240 N. Tatum Blvd Suite 110, Phoenix, AZ 85028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2019 | 04/2026 |
| Pathways Financial Partners | Tucson | AZ | 05/2017 | 04/2019 |
| University Of Arizona College Of Pharmacy | Tucson | AZ | 03/2016 | 03/2017 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2019 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2019 | 04/2026 |
| Aw Securities | Phoenix | AZ | 04/2026 | Present |
| Allworth Financial | Phoenix | AZ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-03 |
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