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Miguel Mayagoitia

Allworth Financial, L.P.

Folsom, CA

Phoenix, AZ

CRD 7146888

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Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-06
  • AZ RA
    APPROVED
    Since 2026-05-06

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

11240 N. Tatum Blvd Suite 110, Phoenix, AZ 85028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2019 04/2026
Pathways Financial Partners Tucson AZ 05/2017 04/2019
University Of Arizona College Of Pharmacy Tucson AZ 03/2016 03/2017
University Of Arizona Tucson AZ 08/2015 05/2019
Vanguard Marketing Corporation Scottsdale AZ 07/2019 04/2026
Aw Securities Phoenix AZ 04/2026 Present
Allworth Financial Phoenix AZ 04/2026 Present
  • 07/2019 → 04/2026
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2017 → 04/2019
    Pathways Financial Partners
    Tucson, AZ
  • 03/2016 → 03/2017
    University Of Arizona College Of Pharmacy
    Tucson, AZ
  • 08/2015 → 05/2019
    University Of Arizona
    Tucson, AZ
  • 07/2019 → 04/2026
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 04/2026 → Present
    Aw Securities
    Phoenix, AZ
  • 04/2026 → Present
    Allworth Financial
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
S63 Uniform Securities Agent State Law Examination 2019-09-03
  • S66 Uniform Combined State Law Examination
    2021-06-15
  • S63 Uniform Securities Agent State Law Examination
    2019-09-03
Other Names
  • Miguel Mayagoitia
  • Miguel Adan Mayagoitia

View on SEC IAPD

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