Stephen Michael Wallace

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → Present
  Wells Fargo Bank, Na
  Laredo, TX
• 06/2019 → 04/2021
  Wells Fargo Clearing Services, Llc
  Laredo, TX
• 05/2016 → 10/2018
  First Convenience Bank
  Laredo, TX
• 03/2015 → 12/2019
  Smile Pretty Studios
  Laredo, TX
• 01/2022 → Present
  Wells Fargo Clearing Services, Llc
  Laredo, TX

Previous Registrations

• 2019-12-09 → 2021-04-22
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Laredo, TX
  San Antonio, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-12-06
• S63 Uniform Securities Agent State Law Examination
  2019-10-15

Other Names

• Stephen Wallace
• Stephen Michael Wallace