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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2023-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Whitefish Bay | WI | 01/2012 | 09/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2019 | 10/2021 |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 11/2019 | 10/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2020 | 10/2021 |
| Securities America, Inc. | Pewaukee | WI | 08/2023 | 11/2023 |
| Securities America Advisors | Pewaukee | WI | 08/2023 | 11/2023 |
| Self Employed | Pewaukee | WI | 11/2021 | 11/2023 |
| Transamerica Investors Securities Corporation | Whitefish Bay | WI | 12/2023 | Present |
| Transamerica Life Insurance Company | Whitefish Bay | WI | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-30 |
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