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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-27 |
| TX | RA | APPROVED | 2025-02-27 |
Branch Locations
1508 Military Cutoff Rd Suite 102, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2019 | 03/2020 |
| Delegat Inc Usa | San Francisco | CA | 03/2019 | 06/2019 |
| Southern Glazer's Wine & Spirits | Lexington | KY | 03/2013 | 02/2019 |
| Edward Jones | St. Louis | MO | 02/2021 | 02/2025 |
| Unemployed | Wilmington | NC | 03/2020 | 02/2021 |
| Raymond James Financial Services Advisors, Inc. | Wilmington | NC | 02/2025 | Present |
| Raymond James Financial Services, Inc. | Wilmington | NC | 02/2025 | Present |
(1)Name of Business: Baker & Co. Wealth Management Address: 1508 Military Cutoff Rd Ste 102, Wilmington, NC, 28403-5730, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/26/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Business DBA name (2)Name of Business: ESP KY LLC Address: 919 Park St, Bowling Green, KY, 42101, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/11/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No real responsibilities. LLC was created to invest in a business as a family.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-17 |
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