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Lindsey E Frogge

J.P. Morgan Securities LLC

San Francisco, CA

CRD 7146220

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-04
TX RA APPROVED 2024-04-04
  • CA RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED
    Since 2024-04-04

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Francisco CA 07/2019 Present
Jp Morgan Chase Bank San Francisco CA 07/2019 Present
J.P. Morgan & Chase Denver CO 05/2018 08/2018
American Fidelity Assurance Company Oklahoma City OK 05/2017 07/2017
Unemployment Oklahoma City OK 08/2017 04/2018
Unemployment Oklahoma City OK 09/2018 06/2019
Unemployment Oklahoma City OK 09/2016 04/2017
  • 07/2019 → Present
    Jp Morgan Securities Llc
    San Francisco, CA
  • 07/2019 → Present
    Jp Morgan Chase Bank
    San Francisco, CA
  • 05/2018 → 08/2018
    J.P. Morgan & Chase
    Denver, CO
  • 05/2017 → 07/2017
    American Fidelity Assurance Company
    Oklahoma City, OK
  • 08/2017 → 04/2018
    Unemployment
    Oklahoma City, OK
  • 09/2018 → 06/2019
    Unemployment
    Oklahoma City, OK
  • 09/2016 → 04/2017
    Unemployment
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-03
S63 Uniform Securities Agent State Law Examination 2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2024-04-03
  • S63 Uniform Securities Agent State Law Examination
    2019-09-16
Other Names
  • Lindsey Elizabeth Frogge

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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