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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-04 |
| TX | RA | APPROVED | 2024-03-04 |
Branch Locations
1650 Market St Floor 47, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2019 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2019 | Present |
| Rolling Green Golf Club | Springfield | PA | 04/2011 | 07/2019 |
| J.P. Morgan Chase | Philadelphia | PA | 05/2018 | 08/2018 |
| Today's Graphics Inc. | Philadelphia | PA | 11/2016 | 12/2018 |
| Compton Family Ice Arena | Notre Dame | IN | 03/2016 | 05/2019 |
Entity Name: Tridole, LLC Investment related: Y Address: 3 Kathryn Lane, Broomall, PA 19008 Nature of the other business: Investment Vehicle Position/Title/Relationship: Owner/Partner Start Date: 07/06/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a 1/3 owner of this private investment company. The company will not have a website or employees. This private investment company does not relate in any way to my JPMC role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-13 |
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