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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-27 |
| WY | RA | APPROVED | 2024-10-15 |
| TX | RA | APPROVED | 2024-09-26 |
Branch Locations
21714 Hardy Oak Suite 100, San Antonio, TX 78258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Ave Elementary | San Antonio | TX | 08/2016 | 08/2019 |
| University Of Incarnate Word | San Antonio | TX | 03/2018 | 05/2019 |
| New York Life Insurance Co. | San Antonio | TX | 06/2019 | 11/2021 |
| Nylife Securities Llc | San Antonio | TX | 08/2019 | 11/2021 |
| Sequent Planning, Llc | San Antonio | TX | 11/2021 | 10/2023 |
| Dominion Capital Llc | San Antonio | TX | 10/2023 | 09/2024 |
| Park Avenue Securities | San Antonio | TX | 09/2024 | Present |
| Guardian Life Insurance | San Antonio | TX | 09/2024 | Present |
1) Jimenez Wealth Legal Advisors PC-supervise a team that does legal research and drafting for business entity related work, Start date: 09/06/2021, Address: 21714 Hardy Oak STE 100 San Antonio, TX 78258, 60 total hours per month; 40 during securities trading hours, Not investment related, More than 10% annual compensation, 2) Insurance Brokerage -insurance broker agent with various life insurance companies, Start date: 12/03/2021, Address: 21714 Hardy Oak STE 100 San Antonio, TX 78258, 2 total hours per month; 2 during securities trading hours, Investment related, Less than 10% annual compensation, 3) Notary Public-notarize legal documents, Start date: 02/22/2022, Address: 21714 Hardy Oak STE 100 San Antonio, TX 78258, 1 total hours per month; 1 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-17 |
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