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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-01-11 |
| TX | RA | APPROVED_RES | 2022-01-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Charlotte | NC | 07/2019 | 01/2022 |
| Wells Fargo Bank N.A. | Charlotte | NC | 03/2017 | 07/2019 |
| Charlotte Metro Credit Union | Charlotte | NC | 04/2016 | 03/2017 |
| Lpl Financial Llc | Fort Mill | SC | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-17 |
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