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David Cutter Dickman

Rothschild Investment LLC

Chicago, IL

Chicago, IL

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Current Employers
Rothschild Investment Llc

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-05-05
  • IL RA
    APPROVED
    Since 2022-05-05

Branch Locations

311 S. Wacker Drive Suite 5900, Chicago, IL 60606-6618 • UNITED STATES

311 South Wacker Drive Suite 5900, Chicago, IL 60606-6677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Northbrook IL 07/2019 03/2022
Jpmorgan Chase Bank Na Northbrook IL 07/2019 03/2022
Indiana University Bloomington IN 08/2015 05/2019
Phi Gamma Delta Bloomington IN 01/2018 12/2018
Valeo Financial Advisors Indianapolis IN 05/2017 08/2017
J.P. Morgan Chicago IL 05/2018 08/2018
Unemployed Indianapolis IN 05/2019 07/2019
Rothschild Investment Corporation Chicago IL 03/2022 Present
  • 07/2019 → 03/2022
    Jpmorgan Securities Llc
    Northbrook, IL
  • 07/2019 → 03/2022
    Jpmorgan Chase Bank Na
    Northbrook, IL
  • 08/2015 → 05/2019
    Indiana University
    Bloomington, IN
  • 01/2018 → 12/2018
    Phi Gamma Delta
    Bloomington, IN
  • 05/2017 → 08/2017
    Valeo Financial Advisors
    Indianapolis, IN
  • 05/2018 → 08/2018
    J.P. Morgan
    Chicago, IL
  • 05/2019 → 07/2019
    Unemployed
    Indianapolis, IN
  • 03/2022 → Present
    Rothschild Investment Corporation
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-05
S63 Uniform Securities Agent State Law Examination 2019-09-16
  • S65 Uniform Investment Adviser Law Examination
    2022-05-05
  • S63 Uniform Securities Agent State Law Examination
    2019-09-16
Designations

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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