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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-02 |
Branch Locations
4017 W. Lawrence Ave, Chicago, IL 60630 • United States
3926 N Damen Ave, Chicago, IL 60618 • United States
8300 W Belmont Avenue, Chicago, IL 60634 • United States
4800 N Western Ave, Chicago, IL 60625 • United States
2973 N Milwaukee Ave, Chicago, IL 60618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2019 | 02/2022 |
| Careerlightning | Chicago | IL | 12/2014 | 07/2019 |
| The Huntington Investment Company | Columbus | OH | 02/2022 | 06/2025 |
| Wintrust Bank | Evanston | IL | 06/2025 | 02/2026 |
| Lpl Financial Llc | Evanston | IL | 06/2025 | 02/2026 |
| Fifth Third Bank | Chicago | IL | 03/2026 | Present |
| Fifth Third Securities | Chicago | IL | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-14 |
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