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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-13
  • NV RA
    APPROVED
    Since 2023-09-13

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

701 N Green Valley Parkway, Suite 204, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Salt Lake City UT 02/2005 02/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2023
Private Advisor Group, Llc Morristown NJ 02/2023 Present
  • 02/2005 → 02/2023
    Fidelity Brokerage Services Llc
    Salt Lake City, UT
  • 07/2018 → 02/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2023 → Present
    Morristown, NJ
Previous Registrations
  • 2018-07-13 → 2022-03-22
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-01-31 → 2018-07-13
    Henderson, NV
Other Businesses

1.Mr. Hussey uses Rockwell Advisors as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Hussey is registered at, and is related to his investment services practice. Mr. Hussey devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Hussey devotes to activity providing investment services through PAG. 2.Mr. Hussey holds licenses to sell insurance and sells insurance products as an independent insurance agent. This activity is not related to his investment services practice. Mr. Hussey devotes about 160 hours per month to this activity, including about 140 hours during securities trading hours, concurrently with time Mr. Hussey devotes to activity providing investment services through PAG. This insurance business is separate and apart from Private Advisor Group, and does not include investment advisory services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-11
S63 Uniform Securities Agent State Law Examination 2005-08-01
  • S66 Uniform Combined State Law Examination
    2014-01-11
  • S63 Uniform Securities Agent State Law Examination
    2005-08-01
Designations

View on SEC IAPD

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