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Adam R Waller

Register Financial Advisors, LLC

Atlanta, GA

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Current Employers
Register Financial Advisors, Llc

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-04
  • GA RA
    APPROVED
    Since 2026-03-04

Branch Locations

3500 Lenox Road Suite 1700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2019 03/2026
Wells Fargo Woodstock GA 10/2019 11/2019
Cartersville Country Club Cartersville GA 01/2018 07/2019
Atlanta History Center Atlanta GA 02/2017 08/2018
Playball Atlanta Atlanta GA 06/2017 12/2017
Wells Fargo Advisors Ramey Asset Management Kennesaw GA 04/2017 07/2017
Raising The Bar Atlanta GA 02/2017 09/2017
Marietta Country Club Kennesaw GA 08/2015 12/2016
Aflac Kennesaw GA 09/2016 03/2017
Register Financial Associates, Inc. Atlanta GA 03/2026 Present
Register Financial Advisors, Llc Atlanta GA 03/2026 Present
  • 11/2019 → 03/2026
    Edward Jones
    St Louis, MO
  • 10/2019 → 11/2019
    Wells Fargo
    Woodstock, GA
  • 01/2018 → 07/2019
    Cartersville Country Club
    Cartersville, GA
  • 02/2017 → 08/2018
    Atlanta History Center
    Atlanta, GA
  • 06/2017 → 12/2017
    Playball Atlanta
    Atlanta, GA
  • 04/2017 → 07/2017
    Wells Fargo Advisors Ramey Asset Management
    Kennesaw, GA
  • 02/2017 → 09/2017
    Raising The Bar
    Atlanta, GA
  • 08/2015 → 12/2016
    Marietta Country Club
    Kennesaw, GA
  • 09/2016 → 03/2017
    Aflac
    Kennesaw, GA
  • 03/2026 → Present
    Register Financial Associates, Inc.
    Atlanta, GA
  • 03/2026 → Present
    Register Financial Advisors, Llc
    Atlanta, GA
Previous Registrations
  • 2020-01-09 → 2026-03-16
    Edward Jones
    Marietta, GA
    Acworth, GA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-07
  • S66 Uniform Combined State Law Examination
    2020-01-07
Other Names
  • Adam Ray Waller

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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